International Journal for Quality in Health Care 16:31-40 (2004)
© International Society for Quality in Health Care and Oxford University Press 2004; all rights reserved
Improving the hospital management of malnourished children by participatory research
1 School of Public Health, University of the Western Cape, Bellville,
2 Medical Research Council, Tygerberg,
4 Initiative for Sub-District Support, Health Systems Trust, Cape Town, South Africa,
3 London School of Hygiene and Tropical Medicine, London, UK
Objective. To improve the clinical management of severely malnourished children in rural hospitals in South Africa.
Study design. A pre- and post-intervention descriptive study in three stages: assessment of the clinical management of severely malnourished children, planning and implementing an action plan to improve quality of care, and monitoring and evaluating targeted activities. A participatory approach was used to involve district and hospital nutrition teams in all stages of the research.
Setting. Two rural first-referral level hospitals (Mary Theresa and Sipetu) in Mount Frere District, Eastern Cape Province.
Main measures. A retrospective record review of all admissions for severe malnutrition to obtain patient characteristics and case fatality rates, a detailed review of randomly selected cases to illustrate general case management, structured observations in the paediatric wards to assess adequacy of resources for care of malnourished children, and in-depth interviews and focus group discussions with nursing and medical staff to identify barriers to improved quality of care.
Results. Before the study, case fatality rates were 50% and 28% in Mary Theresa and Sipetu hospitals, respectively. Information from case studies, observations, interviews, and focus group discussions revealed many inadequacies in knowledge, resources, and practices. The hospital nutrition team developed and implemented an action plan to improve the quality of care and developed tools for monitoring its implementation and evaluating its impact. In the 12-month period immediately after implementation, case fatality rates fell by
25% in both hospitals.
Conclusion. Participatory research led to the formation of a hospital nutrition team, which identified shortcomings in the clinical management of severely malnourished children and took action to improve quality of care. These actions were associated with a reduction in case fatality rates.
Keywords: case fatality rates, in-patient treatment, malnourished children, malnutrition, participatory research, quality of care
Accepted for publication July 31, 2003.
Under the new government, the health sector in South Africa is undergoing radical reorganization. Health services based on the primary health care approach are being decentralized within District Health Systems (DHS). Consequently, there has been a shift of resources from the tertiary level to secondary and primary levels. The challenge remains, however, to improve the quality of care within the DHS at secondary and primary levels.
Severe malnutrition is a major cause of morbidity and mortality among young children in Africa. It contributes to
54% of deaths in children under 5 years of age [1]. Hospital management of severe malnutrition is an important component of a comprehensive approach to the problem of undernutrition. A review of case management worldwide has revealed a median case fatality rate of
25%, with rates in some hospitals as high as 50% [2]. Many of these deaths are avoidable and are due to outdated procedures and protocols, and unfamiliarity with modern practices of management. Centres that improved their treatment of malnutrition have successfully reduced the death rate to <10% [3,4]. This suggests the need to motivate health practitioners to review current practices inthe management of severely malnourished children in paediatric wards, and to adopt practices that will improve the quality of care.
This paper reports on a process that has led directly to animprovement in the quality of care, as undertaken by a hospital nutrition team consisting of personnel responsible for paediatric in-patient care. The process comprised three stages: assessment of clinical management, planning and implementing an action plan, and monitoring and evaluating activities. Each of these stages is described below.
| Background |
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The Mount Frere district serves an estimated rural population of 280000 and is the poorest health district in the Eastern Cape Province of South Africa. In 1997, a household survey of maternal and child health showed poor health coverage, with only 54% of deliveries occurring in health facilities [5]. The tuberculosis BCG vaccination at birth had been given to 95% of children, but only 64% had received the measles vaccination by the age of 1 year. The majority of the population still does not have access to clean water or sanitation. Undernutrition is a major cause of childhood illness and death in this district [6].
Two hospitals serve the Mount Frere health district: Sipetu and Mary Theresa, with 150 and 170 beds, respectively. Staffing levels are low, and at the time of the study each had two medical officers who were responsible for both in- and outpatients. On the paediatric wards there were typically one or two senior nurses and two to four junior nurses or auxiliaries per shift for 2060 children. Both hospitals share a set of 17 satellite clinics, which refer cases that require hospital care.
Mount Frere health district is one of several districts in the country supported by the Initiative for Sub-District Support (ISDS). The ISDS is a national project set up by the Health Systems Trust and the Department of Health to help develop approaches aimed at improving the quality of district health services. Currently the ISDS, in collaboration with the Public Health Programme at the University of the Western Cape (UWC), is implementing a model district Integrated Nutrition Programme (INP) in Mount Frere. Before this programme in-service training was rudimentary, with little emphasis on problem solving.
The first step in the development of a district INP in Mount Frere was the formation of a multisectoral district nutrition team, consisting of: nurses from satellite clinics and paediatric wards; health promotion officers; representatives from environmental health, agriculture, and education; and nutrition officers. The team was given information about basic nutrition concepts, data collection methods, and fieldwork strategies to enable them to conduct a situational analysis of nutrition-related activities in their district. One of the activities evaluated during this training was the management of severely malnourished children at Mary Theresa hospital. On the first visit of the team, which included UWC/ISDS facilitators, a myriad of problems in the management of malnourished children were identified. Going through the ward register, case fatality from malnutrition was found to be >50%. The gravity of the situation, which this process revealed, was immediately recognized by the senior paediatric nurse whosaid I was aware that many children admitted with malnutrition do not survive, but I was not aware that the numbers are sohigh.
| Methods |
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The study comprised three phases: (i) formation of a hospital nutrition team to assess the clinical management of severe malnutrition; (ii) development and implementation of action plans to improve quality of care; and (iii) monitoring and evaluation of activities.
Formation of the hospital nutrition team to assess clinical management
The hospital nutrition team consisted of six staff (one doctor and the two most senior nurses from the paediatric ward of each hospital) and UWC/ISDS facilitators. Two of the four nurses were also part of the district nutrition team. The task of the hospital nutrition team was to investigate the reasons for the high mortality among severely malnourished children during treatment and to suggest actions. They gave feedback to the district nutrition team at monthly meetings.
Using a summary of the World Health Organization (WHO) draft guidelines [7] for the management of severe malnutrition [8,9], the hospital nutrition team developed checklists and other instruments for data collection. Data were collected during March and April 1998. A retrospective record review of all malnutrition admissions (kwashiorkor, marasmus, or marasmickwashiorkor) to both hospitals between 1 March 1997 and 31 March 1998 was completed to obtain the following data: age, diagnosis, presence of oedema, weight on admission, lowest weight during admission, treatment prescribed, mean length of stay, and mean rate of weight gain (g/kg/day). Case fatality rates were calculated from the admission/death registers. A detailed review of six randomly selected cases was conducted to illustrate the general management of children with severe malnutrition.
Structured observations were undertaken in the paediatric wards regarding cleanliness, adequacy of toilet and bathing facilities, ward infrastructure, and availability of resources needed for the care of malnourished children.
In-depth interviews were conducted with two senior nurses and two doctors from each hospital to identify barriers to the management of malnourished children. An open-ended exploratory questionWhat problems do you encounter in the management of malnourished children in your hospital?was posed during the course of the interview, and clarifying questions and reflective summaries were used. Focus group discussions were held with eight paediatric staff to explore further those areas of case management that needed improvement and ways in which the barriers could be overcome. The interviews and focus group discussions were tape-recorded and transcribed, and the information was summarized and categorized into major themes and concepts. Data analysis was completed during June 1998.
Development and implementation of action plans
After completion of the data analysis, the hospital nutrition team and facilitators met for 2 days in August 1998 to review the research findings and formulate a plan for improving the management of severe malnutrition. The provincial coordinator of the INP and the provincial and regional personnel responsible for maternal and child health were invited as a demonstration of their interest and support, and to initiate action at the provincial level, if needed. Paediatric ward doctors from other regions of the Eastern Cape were also invited to experience the process in readiness for similar activities planned for other districts.
Before presentation of the results of the assessment, participants received information about the background to the INP and the place of facility-based care within the INP. The multiple causes of malnutrition were explained as outlined in UNICEFs conceptual framework [10], and the triple A approach to planning interventions [11] was described, namely the process of assessing the problem, analysing its causes, and taking action based on this analysis and actual or potential resources. In addition, research from other countries of the impact on case fatality of improving hospital management of malnourished children was highlighted. Participants were reassured that the meeting was not aimed at criticizing their practices, and that comparable case fatality rates have been reported internationally.
Presentation of the research findings stimulated a very productive discussion among the participants concerning lack of knowledge, motivation, and availability of resources for the care of malnourished children in hospitals in the province. Doctors and nursing staff from the two hospitals expressed appreciation of the research process, and nursing staff stated that their involvement in the process had already led to modification of some of their practices. For example, there had been some improvement in the frequency of weighing of children, and in one hospital malnourished children were being nursed separately from children admitted with other conditions, the pharmacist had been contacted to ensure a reliable supply of medicines, and more space to accommodate malnourished children was provided. They felt ready to improve the quality of care further.
Participants then divided into small groups and drew upon the WHO guidelines to develop a specific action plan for each hospital. Participants identified practices needing improvement, and constraints, for each of the 10 treatment steps. Strategies to overcome the constraints were formed in order to operationalize practices sooner. Staff felt that some of the 10 steps could be implemented immediately. For areas that could not be modified without further consultation with the provincial department, one person was given responsibility to negotiate with the relevant provincial personnel, and a time frame for completion was chosen. These areas included provision of an electrolyte/mineral solution and special feeds (starter and catch-up formulas). To sustain the enthusiasm generated during the 2 days, and to provide support to the staff, a further workshop was arranged to review progress.
In October 1998 a 2-day workshop was held with the hospital nutrition team to review progress in the implementation of the 10 steps and to provide further training. The managers for provincial and district maternal and child health and nutrition also attended. Staff from both hospitals shared their achievements. They reported that children were now being treated with broad-spectrum antibiotics, iron was no longer given in the initial phase of treatment, diuretics were no longer prescribed, and mothers were now allowed to sleep in the wards to keep children warm and to help feed and care for them. In one hospital, two additional feeds were being given. Resources had also improved: dextrostix were now available to test for hypoglycaemia and, although the available scales were still not reliable, children were now being weighed daily. Staff in one hospital reported they had obtained a refrigerator for the paediatric ward.
Staff also shared the constraints they faced with respect to implementing some of the steps. Wards were small and often overcrowded, and they lacked certain supplies, especially electrolyte/mineral solution. In one hospital, there were only four nurses on duty at night to cover all the wards including the emergency cases. In such situations, staff reported that the feeding of children was sacrificed.
Through problem-solving and further training, a treatment protocol considered to be feasible and appropriate for the local conditions was agreed. A time line was formed for the issues that needed action at the hospitals, and at the regional and provincial levels. These included follow-up with the provincial pharmacist on the possibility of making the electrolyte/mineral mixture centrally for all the regional hospitals, and with the regional maternal and child health coordinator regarding the ordering of proper scales, storage containers, and measuring equipment for childrens feeds. The staff were very eager to improve the quality of care of malnourished children further.
Monitoring and evaluating activities
From November 1998 to March 1999, monthly follow-up visits by facilitators provided additional support to the team. During these visits, meetings were held with the paediatric staff and they reported the changes they had introduced.
A checklist of performance indicators to monitor the implementation of the 10 steps was developed. The indicators were frequency of feeding and weighing the children, correct antibiotic treatment, and completeness of records. Also included in this checklist were monthly impact indicators, namely case fatality rates and average weight gain during the rehabilitation phase. The senior ward nurse from each hospital developed a schedule for monitoring the activities. The process included checks of sampled patient records to ensure that procedures were completed and recorded, and observation of ward procedures to ensure quality of care. Oral feedback was given to the ward staff on a regular basis. The monitoring process identified areas that needed further training, which facilitators provided.
| Results |
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The retrospective review revealed 98 admissions with a diagnosis of severe malnutrition and a wide age range (6 weeks to 4 years), with 41% aged 1824 months. Most children had a clinical diagnosis of kwashiorkor. Mean length of stay was 15days and the rate of weight gain in the catch-up phase was poor (mean 2 g/kg/day), but could only be calculated for 23% of children due to incomplete records. Results of the assessment are given in Table 1. None of the recommended 10 treatment steps was practised adequately. Inadequate knowledge and lack of resources were the most common perceived barriers. Table 1 also shows the actions taken to improve care and the changes achieved. The most significant improvements were in relation to prevention of hypoglycaemia and hypothermia through frequent feeding and keeping warm, prevention of cardiac failure by avoiding intravenous rehydration fluids, correction of electrolyte imbalance by giving potassium supplements and not giving diuretics to treat oedema, timely treatment of infections and micronutrient deficiencies, and provision of special feeds (starter and catch-up). Actions not achieved were provision of structured play sessions and an effective system of community follow-up.
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Impact evaluation for the 12-month period March 1999 to February 2000 showed a reduction in case fatality from 50% to 39% in Mary Theresa, and from 28% to 21% in Sipetu hospital.
| Discussion |
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This research actively involved the hospital nutrition team in identifying shortcomings in the management of malnourished children, and in the process of exploring changes to be introduced, availability of resources, and difficulties to be dealt with in implementing improved care. Involving the team in all stages of the research (initiation, design, data collection, data analysis, and presentation of the findings) encouraged them to reflect on their own practices, to plan and implement changes for better quality of care [12,13], and to develop a protocol to suit their needs and available resources. This experience strengthened their self-confidence to change the situation themselves, despite working in difficult circumstances, and to motivate and train other staff, leading to a commitment to improved performance. The process also built the research skills of the team and created ownership of the project: in one paediatric ward, staff prepared and displayed a poster reading: Please feed me 3-hourly, and weigh me daily. In the other hospital, staff composed 10 kwashy messages based on 10 steps (see Table 2). These messages are displayed as a poster on the wall of the paediatric ward. The process also helped develop awareness among others who were indirectly involved in the care of malnourished children of the need to introduce changes.
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Senior nursing staff on the paediatric ward were especially targeted because treatment is primarily nurse-led in these hospitals and they are strategically placed to identify incorrect or incomplete activities and take timely action where needed. They were critical in leading the project in their hospitals and in overseeing agreed tasks and time frames. Feedback to other ward staff helped to motivate them to keep up the good work.
The role of external facilitators was important to the process. They provided technical expertise and training, and offered support and encouragement to the paediatric staff, listening to issues raised and helping them to explore the implications of introducing changes. In many instances, facilitators encouraged critical thinking and offered alternative ways of viewing the situation, which assisted problem solving. The development of a trusting relationship between the staff and facilitators was critical. Because of the sensitivity of exposing unsatisfactory conditions, the external facilitators on the team took responsibility for observation of the paediatric wards.
Another important factor was the involvement of relevant hospital, provincial, and district management personnel. For example: the hospital manager made a policy change so as to allow mothers to stay with their children; the preparation of feeds and the frequency of feeding was planned with the district dietician; the lack of reliable scales was discussed with the provincial coordinator of the INP; and negotiations were undertaken with the district health manager about increasing the number of night staff in the hospital and overhauling the generator. The involvement of stakeholders was not simply a courtesy or for outward show, but was a vital part of the process as not all problems could be overcome by ward staff. Their involvement was also important for sustaining quality of care.
Following the experience in these two hospitals, the process has been scaled-up within the province and staff at a further 23 hospitals have been trained. For sustainability and to avoid reliance on external facilitators, training is now organized by the provincial Department of Health and nurses now comprise the training team. They use a detailed training guide [14]. There are, however, a number of constraints to sustainability. Typical of many rural hospitals in South Africa, doctor turnover is high. Most are expatriates on short contracts or are newly graduated community service doctors on 1-year contracts, and there is no satisfactory induction or supportive supervision for them. Their undergraduate training does not equip them for the reality of treating severely malnourished children in under-resourced rural hospitals, thus compromising quality of care. There is also increasing absence or loss of nursing staff due to HIV/AIDS and migration, and in-service training for rotated staff becomes an additional burden. Due to the previous educational system in South Africa, many nurses lack certain numeracy skills and they have difficulty calculating the impact indicators (rates of weight gain and case fatality rates). The monitoring tool was not as successful as hoped, as poorly performed tasks went unnoticed. Nevertheless, in some hospitals case fatality rates of 4050% have fallen to 1015% and have been sustained. The best case fatality rates achieved by Mary Theresa and Sipetu since the initiation of the project have been 21% in both hospitals.
Improving the capacity of health workers to perform simple rapid assessment in order to improve the quality of health care will be critical to the success of the new decentralized health system in South Africa. This paper shows how such a process can lead to significant improvements, even in the context of limited resources and amongst staff whose competence has been negatively affected by the apartheid system. While it is too soon to judge the long-term impact, the short term has seen changes in the knowledge, skills, and attitudes of staff, and their achievements have improved their morale and commitment. Recognition by health personnel of inadequacies in their performance is a crucial first step towards improving it.
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We have demonstrated that, even in remote rural district hospitals, staff can be motivated to design and perform simple health research which can highlight important shortcomings in clinical management and lead to actions to improve quality of care.
The authors would like to thank the paediatric staff and matrons of both hospitals. We also thank the District Health Management Team, the Eastern Cape Provincial Coordinator of the INP, and the Regional Nutrition Coordinator for their support for our work in this district. We would also like to thank the SANA (Sustainable Approaches to Nutrition in Africa) Regional Advisor, Academy for Educational Development (Washington DC and Nairobi). This project was funded by the Initiative for Sub-District Support, Health Systems Trust.
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